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	<title>Decision No 123 QD XPVPHC &#8211; Spress</title>
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		<title>Many individuals were sanctioned for securities trading violations</title>
		<link>https://en.spress.net/many-individuals-were-sanctioned-for-securities-trading-violations/</link>
		
		<dc:creator><![CDATA[H.Hương]]></dc:creator>
		<pubDate>Thu, 10 Jun 2021 01:44:11 +0000</pubDate>
				<category><![CDATA[Business]]></category>
		<category><![CDATA[Administrative Violations]]></category>
		<category><![CDATA[Dao Minh Tuan]]></category>
		<category><![CDATA[Decision No 123 QD XPVPHC]]></category>
		<category><![CDATA[Decision No 381 QD XPVPHC]]></category>
		<category><![CDATA[Decree No 156 2020 ND CP]]></category>
		<category><![CDATA[Duy Tien Town]]></category>
		<category><![CDATA[Fifty five]]></category>
		<category><![CDATA[Hoa Mac]]></category>
		<category><![CDATA[individuals]]></category>
		<category><![CDATA[Information disclosure]]></category>
		<category><![CDATA[Nguyen Van Hau]]></category>
		<category><![CDATA[Penalize]]></category>
		<category><![CDATA[Phuc La]]></category>
		<category><![CDATA[sanctioned]]></category>
		<category><![CDATA[Securities]]></category>
		<category><![CDATA[Seventies]]></category>
		<category><![CDATA[SSC Inspector]]></category>
		<category><![CDATA[State Securities Committee]]></category>
		<category><![CDATA[Stock]]></category>
		<category><![CDATA[Stock code]]></category>
		<category><![CDATA[Stock market]]></category>
		<category><![CDATA[Stock trading]]></category>
		<category><![CDATA[SVC]]></category>
		<category><![CDATA[trading]]></category>
		<category><![CDATA[Violations]]></category>
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					<description><![CDATA[The State Securities Commission issued a decision to sanction administrative violations against Mr. Nguyen Van Hau and Mr. Dao Minh Tuan. The State Securities Commission (SSC) issued Decision No. 381/QD-XPVPHC and the Inspectorate of the State Securities Commission issued Decision No. 123/QD-XPVPHC on sanctioning administrative violations against Mr. : Residential Group 4, Hoa Mac Ward, [&#8230;]]]></description>
										<content:encoded><![CDATA[<p><strong>The State Securities Commission issued a decision to sanction administrative violations against Mr. Nguyen Van Hau and Mr. Dao Minh Tuan.</strong><br />
<span id="more-22015"></span> The State Securities Commission (SSC) issued Decision No. 381/QD-XPVPHC and the Inspectorate of the State Securities Commission issued Decision No. 123/QD-XPVPHC on sanctioning administrative violations against Mr. : Residential Group 4, Hoa Mac Ward, Duy Tien Town, Ha Nam Province) and Mr. Dao Minh Tuan (Address: C3 &#8211; TTVHQY, Phuc La Ward, Ha Dong District, Hanoi City), specifically as follows:</p>
<p> For Mr. Nguyen Van Hau: A fine of 70,000,000 VND (Seventy million VND) as prescribed in Clause 3 Article 5, Point dd Clause 2 and Clause 5 Article 33 of Decree No. 156/2020/ND-CP dated 31/03 12/2020 of the Government on sanctioning of administrative violations in the field of securities and securities market. Because there has been an administrative violation: Not disclosing information about the expected transaction (January 25, 2021, Mr. Nguyen Van Hau is a person related to Mr. Nguyen Van Hung &#8211; Member of the Board of Directors of Hanoi Southern Urban and Housing Development Investment Corporation (stock code: NHA) sold 205,000 NHA shares (equivalent to VND 2,050,000,000 par value of NHA shares) but did not disclose information about the expected deal). For Mr. Dao Minh Tuan: A fine of VND 25,000,000 (Twenty-five million VND) as prescribed in Clause 3, Article 5, Point a, Clause 4, Article 33 of Decree No. 156/2020/ND-CP dated December 31st/ 2020 of the Government stipulating the sanctioning of administrative violations in the field of securities and the securities market. Because there was an administrative violation: Disclosure of information on time when owning 5% or more of the voting shares of a public company (December 15, 2020, Mr. Tuan bought 829,946 shares of Saigon General Services Joint Stock Company (stock code: SVC) and became a major shareholder of Saigon General Services Joint Stock Company. Ho Chi Minh City Stock Exchange has just received the report of becoming a major shareholder of Mr. Dao Minh Tuan.</p>
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